Guggenheim Active Allocation Fund - GUG

Include option trades

Include indirect trades

EDGAR CIK

1 Month 3 Month 6 Month 1 Year 2 Years

Buy Breakdown

Transaction	Filed	Name	Type	Shares @ Price	Value	Balance change		Ownership
04/01/2025	04/01/2025	Toupin Ronald E Jr Director Other owner	Buy	1,500 @ $15.10	$22,650.00	13,617	(12.38%)	Direct
10/03/2024	10/04/2024	Barnes Randall C Director Other owner	Sell	-500 @ $16.45	($8,225.00)	65,322	(-0.76%)	Direct
09/03/2024	09/03/2024	Brock-Kyle Angela Director Other owner	Buy	909 @ $15.94	$14,493.07	3,356	(37.15%)	Direct